PRODUCTS PUBLIC COMPANY LIMITED Disclosure Business News ( 5 record(s) found) Date Time Heading Link 11/07/2022 17:07 Entering into transactions of asset disposal and acquisition of fund to invest in a

without warning statements or warning practices are unclear. The SEC is therefore conducting this public hearing on a proposed amendment to the relevant regulations to establish a clear standard of warning

underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of

trigger fund rules require that intermidiaries disclose clear information with regard to commission fees, product features and risk warnings. For example, the information that the trigger point is not a

on May 2013. It was simplified for users to easily understand and was adjusted to be applicable for Thai listed companies. The main questionnaires in the evaluation form are classified into 5

) There should be a clear agreement between a management company and the fund committee on the trade date of each fund. The prescription of the trade date should take into consideration of the allocation of

be a job description explaining duties and responsibilities of each unit and position. 3. There should be a clear segregation between the unit with investment management function and the unit with back

CORPORATION PUBLIC COMPANY LIMITED Disclosure Business News ( 10 record(s) found) Date Time Heading Link 29/06/2020 17:56 Entering into Transaction of Disposing of Subsidiary's Machines for the Debenture Debt

PATANAKARN PUBLIC COMPANY LIMITED Disclosure Business News ( 3 record(s) found) Date Time Heading Link 14/09/2021 17:09 Notification of Entering into the Connected Transaction 17/09/2020 12:41 Notification of

basis; (e) having a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (3) specifying a specific scope of services to alleviate material impacts or damage on