the Office; the Office, therefore, stipulates the approval for a securities company licensed to undertake securities business in the category of mutual fund management, private fund management
financial products and services in the capital market.The applicant must have the qualifications as specified by the Ministerial Regulations concerning undertaking of securities business in the category that
Securities and Exchange Commission No. KorKhor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives _____________ By virtue
regulations: Clause 1. In this Notification: “derivatives broker” means a juristic person licensed to undertake derivatives business in the category of derivatives broker. Clause 2. The Notification of the
Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “derivatives broker” means a juristic person licensed to undertake derivatives business in the category of
. In this Notification: “Mutual Fund Management Company” means a securities company licensed to undertake securities business in the category of mutual fund management; “Private Fund Management Company