help reduce fundraising cost. Every business participating in the ?Pride of the Province? project will be invited to join training courses on capital market and other related matters in preparation for
relevant issues, challenges and case studies from many countries in the region. Starting from October 29, the two-day event has gathered more than 150 policy makers and delegates from public and private
include experience, for example, education, employment record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international
Listed companies may postpone the AGM holding based on their discretion; however, a written clarification of the reason for the postponement must be submitted to the registrar on a case-by-case
Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
application to the SEC Office as prescribed in Chapter 1. In case the Institution of Appraisal Profession has already been established as prescribed in Clause 17, the approval and the extension of the approval
approved in accordance with Clause 46 shall take a training course relating to good corporate governance within December 31, 2016. In case the person under the first paragraph has failed to take such course
SEC Office may announce a detailed guideline for the benefit of compliance with the requirements under this Notification. In case of having complied with such guideline, it shall be deemed that an
requirements under this Notification. In case of having complied with 9 Amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 70/2561 Re: Rules on Personnel in the Capital Market