297 of the SEA.The Civil Sanction Committee has decided to impose civil sanctions** on the three offenders through the imposition of civil penalty, compensation at an equal amount to the benefit
Sanction Committee has decided to impose civil sanctions** on the three offenders through the imposition of civil penalty, compensation at an equal amount to the benefit received or should have been received
trading orders. Failure to do so will therefore result in the SEC's administrative actions. In this regard, the SEC on July 5, 2012 imposed administrative sanction on three investment consultants by
Bangkok, March 3, 2014 - The SEC suspended {A}, a capital market investment consultant of KKTRADE Securities Company Limited, for trading securities on behalf of client.Following a sanction report
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on Mr. Pakorn Mongkoltada* in the case of purchasing AQUA shares while being a person who knew or possessed inside
- a reimbursement of investigative expenses in an amount of 35,361.00 Baht 06/05/2568 agreed to comply with civil sanctions determined by the Civil Sanction
to comply with civil sanctions determined by the Civil Sanction Committee as follows : - a civil penalty in an amount of 500,000 Baht - a reimbursement of investigative expenses in an amount of
the Meeting has passed the following key resolutions: (1) Resolutions relating to the 2019 Annual General Shareholders Meeting 1. After due consideration, a resolution was passed to approve the
Extraordinary General Meeting of Shareholders No. 1/2017, held on 31 August, 2017 as follows: 1. To consider and approve the disposition of assets. With a vote of not less than three-fourths of the shareholders
which the board of director meeting has passed the resolution to cancel which is agenda 5 “To consider and approve the acquisition land and buildings at Chiengrai and paying off such assets with cash and