mutual fund without authorization from the client. She did not clarify the details of the new fund and failed to assess the client's risk tolerance before giving investment advice, causing inappropriate

usually represented themselves as agents of foreign derivatives brokers licensed by foreign regulators and thus required no authorization from the SEC.   Falling into the trap by transferring money to these

accessed the company's system to review the trading information without any objection.  The actions of {B} and {C} were deemed as obtaining authorization from client to make securities trading decisions on

entrusted to make derivatives trading decisions for the client from January to June 14, 2011. {B}, however, did so on June 15, 2011 without the client's authorization and she admitted to such unauthorized

: Total amount of 12,000,000 Baht (800,000 Baht per Rai) 5.3 Evaluation criteria of transaction : Based on the conditions for arm’s length transaction and negotiation between parties. Reference prices is

profit margin for the year 2019 was mainly due to differences in product mix and the impact derived from adoption of USD as the Company’s functional currency which in resulting of lowered cost evaluation

the designated project and demonstrate clearly how it will contribute to environmental benefits or social development; 2.2 Process for Project Evaluation and Selection: the issuer must disclose the

lowered cost evaluation caused from price variance during the period as compared to previous year. 3. Selling and Administrative Expenses For the first quarter ended 31 March 2019, the Company’s SG&A

acceptance and continuance evaluation, etc? · Using electronic databases · Manual notes · Checklists https://www.sec.or.th/EN/Documents/Auditor/documentation.doc SignIE8.aspx Electronic Transaction Testing

relative to independence confirmations, performance evaluations, results of monitoring, client acceptance and continuance evaluation, etc? · Using electronic databases · Manual notes · Checklists https