product. This new regulation allows service providers to use the single form with investors of any products while reducing investors’ burden of filling in repetitive information when opening a new
Exchange Commission Re: Rules and Procedures for Applying for License and Registration of Association related to Securities Business ____________________ By virtue of Section 14 and Section 232 of the
different intermediaries. Such repetitive filing causes inconvenience and higher cost of accessing different capital market services from different intermediaries. This current practice may also affect the
Bangkok, June 5, 2014 ? The SEC joined with the Association of Thai Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, The Thai Bankers
), The Thai Bond Market Association (ThaiBMA), the National Credit Bureau (NCB), the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), The Thai
Thai Bankers’ Association (TBA), (4) the Thai Listed Companies Association (Thai LCA), (5) the mai Listed Company Association (maiA), (6) the Association of Thai Securities Companies (ASCO), (7) the
, the Stock Exchange of Thailand, the Association of Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, the Thai Bankers Association and the
several organizations; for example, the Fiscal Policy Office (FPO), the Stock Exchange of Thailand (SET), the Association of Thai Securities Companies (ASCO), the Association of Investment Management