proprietary portfolios; (7) Any other financial institutions specified by the Office with the approval of the Securities and Exchange Commission; (8) Securities companies for the management of assets of any
management of assets of any persons under (1) to (7) in the form of private funds, provident funds or mutual funds. 1 Added by the Notification of the Securities and Exchange Commission No. KorKhor. 45/2549 Re
assets, technology should be optimized for innovation as well as investor protection. Promoting high-quality digital asset business operators should be a priority with close collaboration between the
consider and incorporate ESG factors into their business operations so as to ensure that investors will be able to make investments in good assets and in sustainable businesses. Therefore, in order for
the SEC Office. Clause 6 In applying for the derivatives exchange license, the applicant shall allow and facilitate persons designated by the SEC Office to access the applicant’s place of business or
entering into the transaction of acquisition and disposal of assets and the connected transaction To President The Stock Exchange of Thailand Enclosure Information Memorandum on the Acquisition and Disposal
management; selection and monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties; measures to prevent improper access to inside
access to inside information among work units and personnel; and internal control measures to audit and counterbalance the operation and to prevent any transactions which may give rise to a conflict of
monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties; measures to prevent improper access to inside information among work units
acquisition of assets in accordance with the Notification of the Capital Market Supervisory Board No. TorJor. 20/ 2551 re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of