business operation or the customers of such business. (Translation) - 5 - Clause 5. In applying for an approval to act as a mutual fund manager, the management company shall submit to the Office an

Securities and Exchange Commission No. Sor Shor. 26/2558 Re: Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards

relating to derivatives business, such as risk management committee, investment committee, or operation supervision committee, etc. Clause 2. As regard the application and approval for appointment of an

management committee, investment committee, or operation supervision committee, etc. Clause 2. As regard the application and approval for appointment of an executive of a derivatives business operator, the

in management relating to derivatives business, such as risk management committee, investment committee, or operation supervision committee, etc. Clause 2. As regard the application and approval for

Zipmex ordering https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10527 SEC revises regulations on business operation and client asset report Bangkok, May 22, 2015 ? The SEC revised regulations on

://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 1/2023 Dated 24/04/2023 control the risk to customers' assets. The operation shall be obtained the approval from the SEC prior to the operation

work relating to provision of securities services, securities operation or research on securities or capital markets or other similar lines of work, regardless of whether the operation of such line of

work relating to provision of securities services, securities operation or research on securities or capital markets or other similar lines of work, regardless of whether the operation of such line of

mean any person holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on