replacement of the said two notifications. Besides, as the suspension on approval of investment consultant was the 2nd category of the prohibited characteristics under Clause 30(5) of the Notification No
Securities Public Company Limited (the “Company”) hereby informs that the Board of Directors’ Meeting No. 8/2018, held on November 12, 2018, has resolved to grant approval for the Company to dispose of the
reasons for such prohibited characteristics to become known. Clause 16. Any person, who has already been granted an approval to act as a mutual fund manager under the Notifications of the Securities and
or there are reasons for such prohibited characteristics to become known. Clause 16. Any person, who has already been granted an approval to act as a mutual fund manager under the Notifications of the
other notifications to the Notification of the Office of the Securities and Exchange Commission No. SorThor. 11/2548 Re: Documents and Evidence for Applying for Approval of Regulations of Derivatives
Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
forms and procedures before this Notification comes into force, the granting of approval shall continue to be in accordance with the repealed notification thereof and the related notifications. Clause 46
(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval