Securities and Exchange Commission No. Sor Yor. 12/2548 Re: Application for Approval of Form and Terms of Derivatives Contracts Traded on Derivatives Exchange ______________________ Whereas the Derivatives Act
Exchange Commission: As I, …….….(name)………………, a certified public accountant No….…..., have been approved by the SEC Office to be an auditor of the business specified in Clause 3 of the Notification of the
On 15 August 2023, the SEC Board Meeting No. 12/2566 approved the proposed amendment to such advertisement regulations. The SEC is therefore inviting the public and the business sector to comment on
Bangkok, April 16, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved to revise rules governing capital market personnel to standardize the
Bangkok, May 12, 2014 - The SEC disclosed an inappropriate behavior to the general public and suspend approval of {A}, a former securities investment consultant of UOB Kay Hian Securities (Thailand
power project at the upcoming Extraordinary General Meeting of Shareholders on August 19, 2015. The GUNKUL Board of Directors has resolved for the company to seek the shareholders? approval on four asset
: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. Owing to the fact that her approved investment consultant status
2019 (under a Co-Management Contract pursuant to the SEC Notification : Approval of Co- Management Contract of a Securities Company No. Or Thor/Nor 9/2541), be approved. (See Attachment 1) 3. That the
approved by the SEC Office, therefore in support of such purpose, the SEC Office hereby issues the regulations on approval of auditors as follows: Clause 1 This Notification shall come into force as from 1