February 2017 to 27 February 2017, she sold ordinary shares of PHOL and PHOL-W1 prior to the disclosure of such inside information to the public on 28 February 2017. 20/08/2021 agreed to comply with

reasonably to know that she may exploit such information for trading PHOL securities. 19/08/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :  

. Chavalit Wangthamrong who was an executive of PHOL. Subsequently, during 15 December 2016 to 22 February 2017, she sold ordinary shares of PHOL and PHOL-W1 prior to the disclosure of such inside information

Mrs. Choy Yuen Chu Mrs. Choy Yuen Chu knew or possessed inside information about TU’s Q3/2017 performance, disclosed by Mr. Chan Hon Kit. Subsequently, on 9 October to 3 November 2017, she purchased

3 November 2017, she purchased TU shares prior to the disclosure of such inside information to the public on 6 November 2017. 20/04/2022 agreed to comply with civil penalties determined by the

}, securities investment consultant, is suspended for one year.Maybank Kim Eng Securities:  (9) {J}, capital market investment consultant, is suspended for eight months. However, she has already been suspended by

fine of 500,000 baht for conspiring with Sagha in FOCUS share price manipulation. As she pleaded guilty, the Court halved her jail term to six months with two-year suspension and a fine of 250,000 baht

trading to the client. She also had the trader's name card made under the company's name and position of marketing officer, misleading the client to believe that such trader was an SEC approved investor

the Criminal http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 . Later, she took possession of the deceived investors’ assets. Such

). She joined global regulators and academic representatives in the discussions on "From Global Standards to Cryptoasset Regulations," exchanging policy perspectives on regulating digital assets in line