Determination of Definitions in Notifications Relating to Issuance and Offer for Sale of Debt Securities (No. 2)
Filing of Registration Statement for Offer for Sale of Securities (No. 6)
Issuance and Offering for Sale of Derivative Warrants (No. 2)
Determination of Fees for Undertaking Business of Licensed Derivatives Exchange
Rules Conditions and Procedures for Undertaking of Investment Advisory Business
Rules, Conditions and Procedures for Undertaking Investment Advisory Business
Rules on Exemption of Trust Certificates Issued by Private Equity Trust from the Provisions regarding Offering for Sale of Securities to Public
2000 shall be repealed. Clause 2. In this Notification, “Mutual fund manager” means a director or an employee of a management company who is authorized by the management company to make decisions
Notification of the Office of the Securities and Exchange Commission Published in Government Gazette Vol. 118 Section: Special 95 Ngor Date: 28 Sept. 01 (Translation) U Readers should be aware that