Organizational Structure, Operating System and Operational Control Clause 2 In undertaking the derivatives business, a derivatives dealer shall set up organizational structure, operating systems and operational
proprietary trading under Clause 12(8) of the Notification on Standard Conduct of Business : (1) risk management system; (2) investment control system; (3) system for preventing access to inside information
proprietary trading under Clause 12(8) of the Notification on Standard Conduct of Business: (1) risk management system; (2) investment control system; (3) system for preventing access to inside information
and the Sellers expect to execute the shares sale and purchase agreement and complete the purchase of COMASS’s shares within June 2019. The transaction constitutes an acquisition of assets pursuant to
system of the central securities depository or securities for which the Bank of Thailand is a securities registrar. Clause 5. Any securities shall not be borrowed continuously exceeding the period as
tender offer under the law on securities and exchange. Clause 4. The borrowed securities or lent securities under Clause 2 shall be securities in securities depository system of the central securities
securities depository system of the central securities depository or securities for which the Bank of Thailand is a securities registrar. Clause 5. Any securities shall not be borrowed continuously exceeding
operations of the Group The Group has principally engaged in distribution of product and equipment, design, assembly and installation, and maintenance service of pure water treatment system; including operate
: Clause 1 This Notification shall come into force as from 1 January 2015, except the following clauses: (1) Clause 12(4), which relates to arrangement of agreement between clients and derivatives advisors