Yongphithakwatana, TUCC Director and General Administration Department Director, and (4) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, dishonestly violated their duties, obtained
Rungcharoenchai, Ex-TUCC Director, Deputy CEO, and CFO, and (4) Miss Nitaya Yongphithakwatana, TUCC Director and General Administration Department Director, dishonestly violated their duties, obtained unlawful
Miss Preeya Wongsongja Mr. Woraphant Chontong while being a director, executive director and senior executive vice president of financial and administration division of Sino-Thai Engineering and
her by Mr. Woraphant Chontong, her father, who was a director, executive director and senior executive vice president of financial and administration division of Sino-Thai Engineering and Construction
products which are not listed on the https://publish.sec.or.th/nrs/6611pe.doc 6611pe_r.pdf only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an
send an email to sawarin@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8149 SEC
through his client's account without evidence of client's orders. The SEC found out from the recorded conversation between {A} and the client, which showed that the client had entrusted {A} to send trading
before the bondholders’ meeting date; (2) Granting a waiver for the company and the registrar to send the bondholders' meeting invitation using the list of bondholders eligible to attend and
send comments to e-mail: corporat@sec.or.th until 15 June 2020.