the trading volume of such shares on a large scale. In addition, several trading orders were matched within the same group, causing the PYLON trading to be inconsistent with the normal market condition
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
be requested to provide clarification and its subsequent advertisement may be subject to the SEC?s prior approval. Already publicized advertisements must be revised within 15 days to be in compliance
license under Section 26, penalties under Section 66 may apply. If facts indicate such behavior constitutes an offense, the SEC will consider taking action within its authority. Furthermore, the
annual registration statement for the year 2012 (Form 56-1, 2012), and (4) the annual report for the year 2012 (Form 56-2, 2012) to the SEC and the SET within the specified period. The Bangkok South
financial statements for the year 2012 and the annual registration statement for the year 2012 (Form 56-1) to the SEC and the SET within the specified period. On March 26, 2014, the Bangkok South Criminal
. After receiving the loan money from GLH, the five debtor companies transferred the money within the companies of the lender’s group to repay for the interest and the principal to GLH in installment. The
. Chan failed to report the disposal of BIG shares on March 8, 2016, within the period specified in the notification of the Capital Market Supervisory Board which is in the amount of 49,724,400 shares
period of 2 years. The defendant shall be placed on probation, and was required to report to a probation officer four times within a period of one year, as scheduled by the probation officer. The defendant
audited financial statements for the year 2019 and (2) the annual report for the year 2019 (Form 56-2, 2019) to the SEC within the specified period. In case of the audited financial statements for the year