trading values and volumes to be inconsistency with normal market condition to mislead and lure the general public into such trading and were therefore in violation of Section 243(2) of the Securities and
suffer loss.Failure to give proper investment advices on generally accepted professional standards, guarantee returns from investment and failure to carry out order of the client were in violation of the
actions, as aider and abettor, were in violation of Section 241 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter the settlement procedure, the Settlement
deficiencies in management and internal control systems. The company’s financial statements contained items that did not exist or were misstated, and the capital maintenance report overstated liquid assets
. Most were requests for information support, highlighting both the persistent threat of investment scams and a growing public demand for information assistance before making investment decisions or
such loans were too low. The acts mentioned above did not comply with GSC’s investment policy causing GSC to experience high investment risks and lose the opportunity to gain higher and reasonable
Watcharawee Kongkraijirakit (formerly known as Miss Pannipa Nuntaudomcharoen) and (6) Prince Grand Company Limited ("Prince Grand"). The mentioned units of the condominium were sold at a price
) Miss Watcharawee Kongkraijirakit (formerly known as Miss Pannipa Nuntaudomcharoen) and (6) Prince Grand Company Limited ("Prince Grand"). The mentioned units of the condominium were sold at a