of knowing and categorizing type of client shall be revised and updated within a period of time specified by the Association1, with an approval of the SEC Office, except that the intermediary which is
the following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds regarding fund labeling (such as fixed income funds, money
Maximum of 500 characters of information shall be provided on the following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds
Establishment and Management of Thailand Future Fund, as the case may be. 5 Clause 8 Documents or evidence filed with the SEC Office as specified under this Notification, whether before or after approval, shall
, the definitions of the said terms shall be specified in Clause 2 or Clause 3, as the case may be. Clause 2. Institutional investors under Clause 1 shall refer to the following investors: (1) Bank of
, not less than the ratios as specified in the Notification of Securities and Exchange Commission concerning the Maintaining Capital Adequacy of Mutual Fund Management Company and the Notification of
presented in latest financial statement, audited by auditor, not less than the ratios as specified in the Notification of Securities and Exchange Commission concerning the Maintaining Capital Adequacy of
person appointed by the management company to act as a mutual fund manager and it appears later that the information specified in Form 117-6 has changed, the management company shall prepare and submit a