characteristics as follows: (1) having deficiency in legal competence or having been subject to any legal proceeding under the law governing capital market or having untrustworthy characteristics as specified by
persons (only in the case where the Applicant is a non-juristic group of persons) or the email address, as specified herein, we shall submit an application for change of information in Company Account to
specified herein, we shall submit an Application Form for change of information in SEC Account to the SEC Office for updating the information at all times. Clause 3 We acknowledge and agree that we have the
that if we change the information as specified herein, we shall submit an Application Form for change of information in SEC Account to the SEC Office for updating the information at all times. Clause 3
period was over; (2) I was subject to the civil fine imposed by the Civil Sanction Committee with the written notice, and it has not yet surpassed the period specified by the SEC Office (the maximum period
, a director or an executive to elucidate or disclose additional information within the specified period, and order a foreign company to suspend the offer for sale of shares until clarification and
of this Notification are as follows: (1) undertaking business professionally, as specified in details in Chapter 2; (2) management arrangement and operating systems, as specified in details in Chapter
sale. The SEC Office shall have the authority to: (1) order the Thai government agencies or their directors or executives to clarify or disclose additional information within a specified period and
contain the stipulations indicating the features of the fund as follows: (1) being a close-ended fund except when the redemption is clearly specified in the fund project provided that the management company