Securities and Exchange Commission No. Sor Shor. 26/2558 Re: Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards
and shall be liable to the penalty under Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. The said actions also caused damages to the company but
Securities and Exchange Commission Governing Rules, Conditions and Procedures for Approval of Property Fund Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause 19(6) and
Exchange Commission Governing Rules, Conditions and Procedures for Approval of Property Fund Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause 19(6) and Clause 20 of
customer who is listed as a designated person or who has or had conducted transactions with such a person. Failure to do so may result in criminal penalty. In addition, a director, a manager, or a person
determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 81,989,987.87 Baht SEC Act (before the fifth amendment) Section 243 (1) in conjunction
determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 81,989,987.87 Baht The SEC has banned Mr. Sittichai from holding the position of
determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from committing the offense in an amount of 1,385,440.00 Baht
financial statements through the SET Information Transmission System. 30/07/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :