civil sanctions and associated procedures are available at:  https://www.sec.or.th/EN/pages/lawandregulations/civilpenalty.aspx

committing the offenses shall be remitted to the Ministry of Finance as public revenue. Note: Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages

criminal offenses under the law shall be deemed the offenses whereby civil sanctions may be imposed on the offenders. Details of civil sanctions and associated procedures are available at: https

and Exchange Commission No. Kor Thor 19/2561 Re: Rules, Conditions and Procedures for Undertaking of Digital Asset Businesses dated 3 July 2018: Clause 16/1 A derivatives business operator shall have

areas to prevent conflicts of interest. Additionally, DA operators will be required to establish internal rules or procedures for customer asset safekeeping.   In this regard, the current DA operators

: https://publish.sec.or.th/nrs/10367s.pdf; (2) Notification of the Securities and Exchange Commission No. Kor Jor. 27/2567 Re: Rules, Conditions and Procedures for Approval of ICO Portals (No. 12): https

defaults of payment, for them to have sufficient information to proceed to the next procedures more quickly.SEC has also closely following up with the operation of credit rating agencies, as well as

proposed fund must have clear objectives and the procedures fair to both parties”.President of the Thai Investors Association (TIA), Mr. Kengkla Ruckphaopunt, said that “retail investors in the Thai

the offenders. Details of civil sanctions and associated procedures are available at:  https://www.sec.or.th/EN/pages/lawandregulations/civilpenalty.aspx

directors and maintenance of market orderliness. Along with the said implementation, the SEC work procedures such as public hearing process and development of information and technology, will also be adjusted