approval on behalf of the company, had collusively sought unlawful gain causing damage to BLISS. They decided or proceeded for BLISS?s assets to invest in share warrants of C.I.Group Public Company Limited
Multimedia Group Public Company Limited (NMG) shares to achieve the mutual goal of business takeover. The SEC?s further investigation after a tip-off has revealed that NEWS, POLAR and Siwasit jointly acquired
3) Orapin Raiwiboon. In connection with the case, the application for approval as investment consultant submitted by {A} has been rejected. According to a report from Thailand Securities Institute
of Benson Dupont Capital Management.? On the grounds that the accused person?s deposition was beneficial to the case, the Court sentenced Ravi to a two-year imprisonment.? The Court, however, dismissed
thoroughly to the investing public; thereby limiting chances for a certain person or group of persons to exploit it as a channel for seeking benefit or intervening the fund?s operation. The SEC will therefore
, effective from December 4, 2012.Following an investor complaint against {A}, the SEC probed into the case and found that she had been authorized by her client to make trading decisions on the client's behalf
referral from the Stock Exchange of Thailand, the SEC probed into the case and found that on September 16, 2013, {A} had traded 130.12 million SSI shares by placing a total of 299 trading orders through
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
for two years. The later, on February 18, 2020, The Appeal Court reversed the judgment of the Criminal Court, not pending for punishment and not fines. The case was deemed final. On April 10, 2018, the
Criminal Court, not pending for punishment. - This case is under consideration of The Supreme court SEC Act S.243(1)(2) in conjunction with 244 and Section 86 of the Penal Code Criminal Complaint Filed