with the regulations on SMEs’ share offering. The amendment becomes effective as from 16 September 2022. ________________________
as the capital market system. The revised regulations will become effective by October 2014.
, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the
, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The revision, to become effective by November 2014, aims at supporting competition among business
to order or act resulting in Beyond’s failure to put in place sufficient and effective risk management system which violated Section 113 of the Securities and Exchange Act B.E. 2535 amended by the
notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset trading, causing the coin prices displayed in the order book was inaccurately
Zipmex Company Limited Between November 9, 2023 and May 27, 2024, Zipmex Company Limited ("Zipmex"), a digital asset exchange and broker, failed to provide effective systems for selecting
large corporate clients. Large Corporate Business KBank has prioritized customer service and accessibility. In addition to attentive care along with effective and efficient advisory service offered to
Tender Offeror must have submitted this Tender Offer for Securities (Form 247-4) to the SEC and the Tender Offer for Securities has been made effective; (3) the Tender Offer Agent must have confirmed the