Bangkok, June 2, 2011 ? SEC Board Chairman Vijit Supinit today submitted his resignation to be effective on June 3, 2011. According to the news reports on the statement of an executive of Thoresen

control unit having duty to monitor internal control system to ensure check and balance mechanism and prevent fraud and embezzlement and (3) investor relations unit having duty to enable effective two- way

consultant, effective from March 15, 2014.

January 18, 2012.  Accordingly, the SEC suspended {A} for six months and {B} for three months from their duties as the approved securities investment consultants, effective from March 21, 2014

}'s approval as capital market personnel for two years, effective from May 8, 2014.

} for six months from his duty as an approved securities investment consultant, effective from May 14, 2014.

by the SEC shall remain fifteen days, effective from February 5, 2014  

mutual funds for fund performance comparison will become effective as from January 1, 2015. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties are

Advice dated January 18, 2012. The SEC therefore suspended {A} from his duty as an approved securities investment consultant for three months, effective from June 27, 2014.

any actions where conflicts of interest may arise, such as soft commission, related party transaction, proprietary trading and staff dealing. In addition, effective risk management system for