, providing necessary information for bondholders, including information on JKN bonds. For more information and inquiries, please contact the SEC Public Service Center at Hotline 1207, press 9, during regular
The SEC conducted public hearings on the regulations on the application for approval, the granting of approval for the association, and disclosure of information thereof during April – May 2023
entities allegedly solicited the public to invest or use their services at their booths during a FinTech exhibition at a hotel. In this regard, the SEC coordinated with the venue owner and the event
payment for goods and services. In laying out the principles to be more appropriate, the SEC took into consideration the comments and suggestions given by stakeholders at a public hearing (during 25 January
market auditor during 1 February to 30 June 2022 and take advantage of the reduced application fee. We believe this measure will not only help to increase the number of auditors in the capital market
of false statements and misrepresentation of STARK as well as its subsidiaries’ accounts or documents during 2021-2022 to deceive others. Besides, STARK had such presumably falsified financial
The Bank of Thailand (BOT) and the Securities and Exchange Commission (SEC), as co-leads of the Thailand Taxonomy Board released the draft Thailand Taxonomy Phase I for public consultation during 26
According to the complaints submitted by nine investors and SEC’s further investigation, it was found that during 13 July 2015 – 13 November 2018 Napasook , an LH securities investment consultant
Following a TMB report on clients’ complaints and SEC’s further investigation, it was found that during 27 July 2015 – 5 June 2017 Nuchanart (1) withdrew money from her clients’ bank accounts
Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave