SEC Search

Ms. Uraiwan Sae-lee During 7 July 2020 – 2 November 2020 Ms. Uraiwan Sae-lee and Mr. Telapon Sinchai colluded to manipulate the stock price of Multibax Public Company Limited (“MBAX”) by placing

http://market.sec.or.th/public/idisc/en/Enforce

Investor Alert : TikTok account "stocks_cpall8" impersonates "CPALL Plc."

TikTok account "stocks_cpall8" impersonates "CPALL Plc." : Unlicensed securities and derivatives business (Disclosure Date : 26/02/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0910&CaseYY=2568

Investor Alert : TikTok account "thai_stocks_unveiled4" impersonates "BETAGRO Plc."

TikTok account "thai_stocks_unveiled4" impersonates "BETAGRO Plc." : Unlicensed securities and derivatives business (Disclosure Date : 26/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3010&CaseYY=2567

Investor Alert : TikTok account "thai_stocks_unveiled04" impersonates "BETAGRO Plc."

TikTok account "thai_stocks_unveiled04" impersonates "BETAGRO Plc." : Unlicensed securities and derivatives business (Disclosure Date : 26/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3019&CaseYY=2567

Investor Alert : TikTok account "thai_stocks_unveiled2" impersonates "BETAGRO Plc."

TikTok account "thai_stocks_unveiled2" impersonates "BETAGRO Plc." : Unlicensed securities and derivatives business (Disclosure Date : 26/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3020&CaseYY=2567

Investor Alert : TikTok account "thai_stocks_unveiled1" impersonates "BETAGRO Plc."

TikTok account "thai_stocks_unveiled1" impersonates "BETAGRO Plc." : Unlicensed securities and derivatives business (Disclosure Date : 26/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3021&CaseYY=2567

Civil Action Dated 15/01/2025

Mr. Tan Vuttithum During 23 August 2018 – 2 November 2018, Mr. Tan Vuttithum colluded with 11 persons to manipulate the stock price of Scan Inter Public Company Limited (“SCN”) by placing trading

http://market.sec.or.th/public/idisc/en/Enforce

Investor Alert : TikTok account "okj_stock_trade" impersonates "Pluk Phak Praw Rak Mae Plc."

TikTok account "okj_stock_trade" impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 20/03/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1230&CaseYY=2568

Investor Alert : TikTok account stock_marketsawakami impersonates Sawakami Asset Management (Thailand) Co., Ltd.

TikTok account stock_marketsawakami impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 02/10/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2052&CaseYY=2567

Investor Alert : TikTok account stock_online_ impersonates HUA SENG HENG Co., Ltd.

TikTok account stock_online_ impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 02/10/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2053&CaseYY=2567