deemed as performing duty with dishonesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as capital
. SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved rule revisions to allow underwriters to trade underlying securities of securities
who holds the title to the trust property and is responsible for the trust management, or by the resolution of the REIT unit holders. There are also similar supervisory aspects in the areas of conflicts
Bangkok, November 16, 2011 ? The Capital Market Supervisory Board has approved a disclosure rule requiring issuers of all types of securities for public offering present a clear and concise factsheet
Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving
เคลื่อนไหวของตลาดทุนโลก เหตุการณ์สำคัญและผลกระทบต่อตลาดทุน มาตรการพัฒนาตลาดทุนของแต่ละประเทศ การใช้เทคโนโลยีเพื่อเพิ่มประสิทธิภาพในการกำกับดูแล (Supervisory Technology: SupTech) มาตรฐานการกำกับดูแลสินทรัพย์
Market Supervisory Board of the SEC and Board Member and Chairman of the Accounting Systematization Committee of TFAC, also participated as a speaker, delivering a presentation entitled “From ISSB
Market Supervisory Board of the SEC and Chair of the Accounting Systematization Committee of TFAC, also participated as a speaker, delivering a presentation entitled “From ISSB Standards to Trust and
SEC’s approach to supporting and driving the business sector toward a green economy, including the Capital Market Supervisory Board’s approval of revisions to the relevant regulations to accommodate the
Capital Market Supervisory Board. On August 10, 2018, the Criminal Court ruled against him for violating Sections 247 and 298 of the SEC Act conjunction. Since the defendant pleaded guilty, the court