person responsible for management of foreign collective investment scheme. “home regulator” means a capital market supervisory agency of foreign country where a foreign collective investment scheme has
damage to the investors’ interest; (b) not being subject to the order of business suspension or revocation issued by the home regulator; (c) not having had record of violating the laws or regulations under
Independent Audit Regulators (IFIAR) to uphold the standards of audit quality globally.About ACRA The Accounting and Corporate Regulatory Authority (ACRA) is the national regulator of business entities and
Independent Audit Regulators (IFIAR) to uphold the standards of audit quality globally.About ACRA The Accounting and Corporate Regulatory Authority (ACRA) is the national regulator of business entities and
regulator of the recognized ACMF member will be exempted knowledge test on products and rules and regulations in the host country and subject to the specified scope of supervision, such as performance of
Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “As a capital market regulator, the SEC recognizes the importance of encouraging sustainable and responsible investment and it is the capital
securities company licensed to undertake the securities business in the category of securities brokerage or securities dealing or securities underwriting; (2) a person licensed to undertake the derivatives
licensed to undertake the securities business in the category of securities brokerage or securities dealing or securities underwriting; (2) a person licensed to undertake the derivatives business in the
? competitive edge in the global financial market. On the business side, we are increasing collaboration and facilitation for new entries and offering new business models in line with the growing technology
specified in the Notification of the Securities and Exchange Commission with the approval of the Cabinet, excluding any currencies; “derivatives exchange” means an entity licensed to operate business as a