Executives of securities companies and personnel in securities business Registered Person in Derivative Business Broker, Dealer, Underwriter and other securities businesses Related Organizations Digital Assets
อนุญำตให้ประกอบธุรกิจประเภท broker หรือ dealer หรือ underwriter ตรำสำรหน้ี 6 1.3 การเสนอขายตราสารหนี้แบบ HNW ปัจจุบันช่องทำงกำรเสนอขำยต่อผู้ลงทุนสถำบันหรือผู้ลงทุนรำยใหญ่ เสนอขำยได้ทั้งหุ้นกู้ และ BE ใน
remuneration of service fee paid by the company for provider related to securities business, namely the securities exchange business fee, amortised permission fee, sale agent of unit trust fee and foreign broker
trust fee and foreign broker fee, etc.. 2.3 Bad debt and doubtful account means securities business account receivable and accrued interests which finally demand repayment but not receiving a (Translation
securities exchange business fee, amortised permission fee, sale agent of unit trust fee and foreign broker fee, etc.. 2.3 Bad debt and doubtful account means securities business account receivable and accrued
brokerage, dealing or underwriting of investment units; (2) “Derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker under the law on derivatives