2012 cooperative framework between SEC and CSSF in the exchange of information on fund management companies and mutual funds. Furthermore, CSSF has been pleased to support Thai funds’ unit

Following the discussion with TFAC on 13 March 2020, SEC submitted a letter to TFAC on 17 March 2020 to propose an issuance of accounting guidelines in response to the COVID-19 situation that

funds that will help increase liquidity and allow debt issuers affected by the COVID-19 pandemic to continue their business operation (bridge financing). This in turn will increase liquidity and

-19 outbreak in many counties has not been resolved. Such current situation may have a negative impact on Thai listed companies that have core business in COVID-19 affected countries, or it might

The Civil Sanction Committee passed a resolution imposing a civil sanction on Surasak and Ekkamon in the case of insider trading of GLOBAL shares on 22 August 2012; however, both persons refused to

business sectors. In so doing, the SEC cooperates and discuss with the Association of Investment Management Companies (AIMC) to amend the regulations for calculation and announcement of net asset value

Increasingly, the public and listed companies begin to take interest in performing transactions related to digital assets in various forms such as investment in digital assets, accepting

นางสาวรื่นวดี สุวรรณมงคล (กลาง) เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมงานเสวนา Legal in Action EP.19 หัวข้อ "ธุรกิจไทยกับเป้าหมายสู่ความยั่งยืน" ร่วมกับนางพิมพรรณ

for Capital Market committee, established by SEC after introducing the “DLT Implementation as Digital Infrastructure of Capital Market” program in last September, is comprised of representatives from

และผู้ระดมทุนคุณภาพ ดังนั้น กิจกรรมในงาน "SET in the City 2019” นี้ จึงเน้นตอบโจทย์ผู้มีส่วนร่วมในตลาดทุนทั้งสองกลุ่มดังกล่าวเป็นหลัก โดยผู้ลงทุนจะได้สัมผัสประสบการณ์การเป็นผู้ลงทุนคุณภาพที่สามารถรับผิด