companies. “Office” means the Office of the Securities and Exchange Commission. Clause 2. This Notification shall not apply to financial institutions whose core business is under direct supervision of another
back office services to securities companies. “Office” means the Office of the Securities and Exchange Commission. Clause 2. This Notification shall not apply to financial institutions whose core
provider of back office services to securities companies. “Office” means the Office of the Securities and Exchange Commission. Clause 2. This Notification shall not apply to financial institutions whose core
. The Guidebook also incorporates globally recognized tools and frameworks on impact measurement and management which businesses can refer to in their corporate reporting process on their positive
service as a direct channel for reporting investment scams and frauds. The public can call the SEC Hotline 1207, extension 22, or send whistleblowing tips or scam reports through the SEC website at
term financial well-being) โดยค าแนะน าและวางแผนทางการเงิน (wealth advice) จะเป็นกลไกส าคญัในการบรรลุเป้าหมายดังกล่าว 4 ผู้ประกอบธุรกิจมีการให้บริการ wealth advice ที่ค่านึงถึงประโยชน์ของผู้ใช้บริการเป็น
applicant shall arrange a financial advisor, whose name appears in the SEC Office’s approved list, to jointly prepare an information in a notice calling for shareholder’s meeting in conforming to Clause 12
consideration of the size of such transaction by means of calculation methods pursuant to rules under the Notifications on Acquisition or Disposal of Assets by calculating from the interim audited financial
committee of the company has the scope of duties and responsibilities to the Board of Director on the following matters: (1) To review the Company’s financial reporting process to ensure that it is accurate
Financial Statements (UFS) [ ] Role of the Compensation Committee (RCC) [ ] Improving the Quality of Financial Reporting (QFR) [ ] DCP Refresher Course [ ] อ่ืนๆ (ระบุหลักสูตรล่าสุด) 3 [ระบุชื่อ-ชื่อสกุลของ