Section 90 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) which states that no person shall undertake securities business without license. Violator of Section 90 is subject to penalties under
letter, in which, the SEC exercised the power under Section 58(2) of The Securities and Exchange Act of Thailand B.E. 2535 (1992) (“SEC Act”) instructing the directors of EARTH to provide explanation about
SEC exercised the power under Section 58(2) of The Securities and Exchange Act of Thailand B.E. 2535 (1992) (“SEC Act”) instructing the directors of EARTH to provide explanation about the reasonability
misconduct in violation of Section 170 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) was dishonest duty performance that caused damage to the company or created a benefit for himself, as specified
and Exchange Commission No. SorThor. 28/2553 Re: Securities Companies’ and Derivatives Business Operators’ Holidays in 2011 _____________ By virtue of Section 110 of the Securities and Exchange Act B.E
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