the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
, especially for clearer comparison between local and foreign products.Under current regulations, foreign CRAs, if approved by the SEC, are allowed to conduct mandatory rating of debt securities offered to the
Secretary-General Vasant Thienhom. Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed
) For listed companies and securities issuers having duty to submit reports such as financial statements to the SEC, if unable to do so under current circumstances, the SEC will consider easing relevant
) For listed companies and securities issuers having duty to submit reports such as financial statements to the SEC, if unable to do so under current circumstances, the SEC will consider easing relevant
since September 16 and the Capital Market Supervisory Board, on October 18, approved a revision to the fund size rule in support of different types of project and the current business environment. The
investigation.Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
case may be. Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry
ธุรกรรมให้เป็นไปตามผล suitability test หรือ basic asset allocation มีวัตถุประสงค์เพื่อให้ ผู้ประกอบธุรกิจมีระบบงานในการให้คำแนะนำที่สอดคล้องกับผล suitability test ของลูกค้า ทั้งนี้ กรณีที่เป็นการให้บริการใน
การลงทุน (“mismatch”) (1) หลกัเกณฑท่ี์ก าหนดให้ผูป้ระกอบธุรกิจตอ้งดูแลใหลู้กคา้ลงทุนหรือ ท าธุรกรรมให้เป็นไปตามผล suitability test หรือ basic asset allocation2 มีวตัถุประสงคเ์พื่อให ้ ผูป้ระกอบธุรกิจมี