representative as designated by the management company. 11 Chapter 3 Power of the SEC Office regarding Issuance of Orders or Regulations ___________________ Clause 16 In addition to the specific provisions hereof
the game) (ข) เป็นผลิตภัณฑ์จากต่างประเทศที่เป็นตราสารหนี้ที่ได้รับอนุญาตให้เสนอขาย ในลักษณะโครงการ (Debt Issuance Program) จากหน่วยงานกำกับดูแลตาม (2) เพื่อผู้ลงทุนแต่ละรายแบบเฉพาะเจาะจง (tailor-made
. ………….………………… Issued by ............................................ Expiry date..………………………… Passport No. (for foreigner) ………………………….……………………… Country of issuance …………………. Expiry date …………………..…….. (3) Address as
............................................ Expiry date..………………………… Passport No. (for foreigner) ………………………….……………………… Country of issuance …………………. Expiry date …………………..…….. (3) Address as appeared in the census registration: Address No
. Thirachai Phuvanatnaranubala (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Note : The rationale for the issuance of this Notification is as follows
Commission Note : The rationale for the issuance of this Notification is as follows: Securities companies are required to have proper risk management systems and procedures to ensure that possible damages from
) Secretary-General The Office of the Securities and Exchange Commission Note : The rationale for the issuance of this Notification is as follows: Securities companies are required to have proper risk
) B.E. 2551 (2008) stipulates that the issuance of rules, conditions and procedures for securities brokerage and securities dealing and application for and approval of appointment of any person as agent
______________________________________________________________________________ Remark: The rationale for issuing this Notification: As the Securities and Exchange Act (No. 4) B.E. 2551 (2008) stipulates that the issuance of rules, conditions and procedures for securities