particular category of securities business, except for a security company operating securities business in the category of securities dealing or securities underwriting or operating securities business in any
Thailand, on the occasion of H.E. visit to the SEC Office on 9 July 2019 to share views on mutual collaboration between EU and Thailand and the SEC policy on promotion of human rights in business practice
Rapid changes from technological advancements, consumer behavior and greater expectations of investors are causing listed companies to adjust their business strategies by incorporating good
will be allowed to make investment without individual investment limit, similar to institutional investor, venture capital business, and private equity trust. Qualified /angel investor will be defined
Bangkok, December 4, 2015 ? The SEC is seeking public comments on a draft revision to the financial statements reporting forms which must be submitted by securities companies and derivatives business
(HRDD)” under the Business and Human Rights Project for Thailand’s Capital Market (Phase IV), in line with the United Nations Guiding Principles on Business and Human Rights (UNGPs) and the OECD Due
Facebook page "Amz-Dreamy Cafe Thai COffee Daily" impersonates "PTT Oil and Retail Business Plc." Unlicensed securities and derivatives business 27/03/2025 Detail Facebook page "Amz-Dreamy Cafe Thai COffee
Notification of the Office of Securities and Exchange Commission No. Sor Thor/Nor. 45/2559 Re: Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of
, conditions and procedures as specified in the notification of the SEC; (8) engage in any other business which is not a licensed securities business, except when an approval has been granted by the SEC; Other