office to confirm the share transfer with a person who was believed not to be the true owner of the trading account, and adding a new contact phone number to the client?s personal profile even though there

charge. The event will be held on Tuesday March 10, 2015, 08.30 ? 16.30 hrs., at Room 1601 and 1501, the SEC Office, Vibhavadi-Rangsit Road. Please contact 0-2263-6023 or 0-2695-4674 for more information

Information. In addition, CIS portfolio investment must be comparable to that of mutual fund and CIS operator must appoint contact person in Thailand.Moving towards the age of borderless markets under ASEAN

information and contact details of service providers. SEC Secretary-General Vorapol Socatiyanurak said with more than 100,000 downloads of its predecessors the SEC developed mobile app ?start-to-invest III? in

information or leads regarding suspicious activities, please contact SEC Complaint Center via Hotline 1207 or SEC Official Facebook Page or SEC Live Chat at the SEC website.  

duties but also provide investors with better quality services. In cases where securities companies assign their investor contacts to contact, solicit or advise their customers, the Office expects the

performance of duties but also provide investors with better quality services. In cases where securities companies assign their investor contacts to contact, solicit or advise their customers, the Office

contact, solicit or advise their customers, the Office expects the companies to lay out plans and procedures for effective development of investor contact competency. To achieve the aforesaid objectives

), date of birth, citizenship, sex, marital status, father’s name/mother’s name, (former) titles, (former) surnames, name of spouse, etc. Contact information: Information for contact purposes, including

: Contact person: Email: Name of local representative: Contact person: Email: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact