information of Montri Fund scheme and fund prospectus, the SEC probed into the case and found that he inaccurately specified the age of a building purchased by Montri Fund which was, in fact, many years older
specify mutual fund?s NAV based on fair price, none of asset management company has done so owing to the fact that no one is certain as to which price could be appropriate, revealed SEC Secretary-General
failed to show evidence of their clients trading orders, and most of them admitted that they had taken orders via mobile phone, claiming the clients unfamiliarity with order execution via phone recording
that Porntep and Arada had conspired with Suriya Larbvisuthisin in using other persons? trading accounts to manipulate the share price of Metro Star Property Plc. (METRO) during September 19-November 30
Bangkok, November 30, 2011 - Following the investigation on {X1} Co., Ltd. in response to the evidences indicated that the company had operated unlicensed derivatives business, the SEC found that
concealment in order to mislead the general public to believe that such securities are purchased or sold in great volume. Plus, they continuously traded MILL shares in order to lure the general public to
order or an action which results in the offence that the company offered digital tokens to the public without an approval from the SEC Office. The Court of Appeal adjudicated that the defendant was guilty
UWC (55% of OSCAR shares) to Thai Nakorn Parawood Company Limited ("TNP") at the price of 66 million baht. However, they did not report to the board of directors of UWC that OSCAR had already
by UWC (55% of OSCAR shares) to Thai Nakorn Parawood Company Limited ("TNP") at the price of 66 million baht. However, they did not report to the board of directors of UWC that OSCAR had