disclose the rectified financial statements which have been reviewed or audited by auditors. This action follows the audit report stating that auditors gave adverse opinion on YNP financial statements of

of securities public offering ("the applicant") as follows: 1. Incomplete disclosure concerning reliance on the applicant?s major counterparties, which might have been misleading. The applicant?s

, SEC Chief advised that financial institutions and business operators lay out a comprehensive risk management scheme, covering five specific areas of business operation, as follows

of wrongdoings as follows:1.  Falsifying revenue worth totaling 34 million baht in POWER?s financial statements for the year 2004. From investigation, there was a reasonable ground to believe that the

, supervisory guidelines for bills of exchange and extension of regulation on net liquid capital rule on business operators of brokerage, dealing and underwriting of investment units (LBDU) as follows:  1. Bill

multiple investment policies. The proposed amendments are as follows:          (1) Investment ratio of PVDs with multiple investment policies (master fund) will be separately calculated by each policy (sub

operators and related persons as follows: (1) Seandar Inc. (or Seandar, Seandar Limited, Seandar Inc. Limited, Seandar (Asia) Ltd., Seandar Europe, Seandarfx) and Matthew Christensen for operating unlicensed

from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the

increase via private placement (PP) to become ineffective until the SEC shall order otherwise.  This follows POLAR?s announcement concerning (1) additional agenda of Extraordinary General Meeting (EGM) No.1

PT Millennium Penata Futures, and Kasemsak Sirisrisornchai, a director of J.R.A. Business Center Ltd.  This follows complaints indicating that the aforesaid firms represented themselves to the general