financial statements for Q1/2017 and Q2/2017 within the period specified in the notification resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC
prepare and submit the reviewed financial statements for Q2/2017 within the period specified in the notification resulted from the instruction or the failure to give instruction which is a duty required to
Exchange of Thailand and the SEC Office within the period specified in the notification. However, the financial report for the first half of the year 2016 were later filed with the SET and the SEC Office on
”) securities which caused his aggregate holding of NOK shares reached or passed five percent of the total number of voting rights of NOK within the period specified in the notification of the Capital Market
period specified in the notification of Securities and Exchange Commission. Later he submitted such reports (Form 246-2) to the SEC Office on 17 April 2018. SEC Act S.246 Settlement Committee Meeting No
within the period specified in the notification of the Capital Market Supervisory Board after he acquired or disposed NEWS shares (on May 26 - 27, 2014) which caused his aggregate holding of NEWS shares
notification of the Capital Market Supervisory Board. She later filed the accurate reports (Form 246-2) to the SEC Office on September 21, 2018. SEC Act S.246 Settlement Committee Meeting No. 10/2018
notification of the Capital Market Supervisory Board after he had acquired FNS shares between December 28, 2012 and December 3, 2019 so that the acquisition of such shares caused his aggregate holding of FNS
SVI shares reached or passed five percent of the total number of voting rights of SVI but he failed to reported these acquisition to the SEC Office within the period specified in the notification of the
liable for AS’s failure to offer newly issued securities to directors or employees which is in compliance with rules, conditions and procedures as specified in the notification of the Capital Market