ก.ล.ต. เปิดให้ภาคธุรกิจและผู้สนใจทั่วไปร่วมแสดงความคิดเห็นการปรับปรุงหลักเกณฑ์เกี่ยวกับการเลิกกองทุนรวมที่จดทะเบียนในตลาดหลักทรัพย์ฯ (listed fund) กองทุนรวมอีทีเอฟ (ETF) และกองทุนรวมดัชนี (index fund
to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of
supervision and trustworthiness of listed companies? financial reporting. Vorapol Socatiyanurak, SEC Secretary-General said that ?Following the 2010 revamp of audit oversight to require SEC-registered auditors
companies offering equities in Thailand. To begin with, the first category under the proposal covers primary listing where foreign companies offering equities and becoming listed firms only on the Stock
will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found. The issuers covered under the proposed revision are non-listed
for listed companies.The new rule would benefit listed companies that comply with good corporate governance principles when they plan to conduct a PO, provided that certain stipulated conditions are met
Punyashthiti, SEC Assistant Secretary ? General, said that the SEC is drafting the regulations on primary listing to allow foreign companies to launch initial public offerings (IPOs) and become listed firms on
prescribed rules; (3) Proxy voting as a shareholder to protect the interest of the fund and to demonstrate the intention to promote good corporate governance for the listed company; (4) The acceptance of
corporate governance for the listed company; (4) The acceptance of client and the execution of transaction for client to prevent the use of fund management business as a vehicle for money laundering provided
related https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9809 SEC advises listed companies to exercise care and caution before investing in digital assets On 17 September 2021, the SEC sent a circular