benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the
MR. KOH LIAN KING During 3 November 2022 to 14 February 2022, MR. KOH LIAN KING colluded with MRS. TEO LEE NGO, who is legally presumed to have knowledge or possession of inside information about
Mr.Viroj Patcharawattanakul Mr.Viroj Patcharawattanakul is legally presumed to have knowledge or possession of inside information, and able to access inside information relating to the AAPICO Hitech
MRS. TEO LEE NGO MRS. TEO LEE NGO is legally presumed to have knowledge or possession of inside information about AAPICO Hitech Public Company Limited (AH) performance for Q3/2022 which would be
shall first establish measures for risk management which cover at least the following: 7 (1) laws or regulations that allow for provision of tiered participation arrangements and protection of
specified characteristics: (1) monitor to acknowledge possession of any unqualified characteristic of the directors, executives, and controlling persons as prescribed in Clause 23. In case there is a certain
related business (Section 22) Other related business Licensing / Registered Capital / Fees Business Conduct Securities Lending / Credit Balance (Section 102) Protection of Customer Assets (Section 98(3