provisions, digital asset business operators who had provided custody of clients’ assets prior to the effective date of the regulations are required to fully comply within six months as from the effective date

' securities trading accounts. They traded UKEM shares in concealment on a continual basis and matched orders within the group to mislead the general public in UKEM share trading values and volumes, causing

subject to temporary trading suspension. In addition, the company must proceed to have new operating business to meet the SET regulations within 12 months while its business plan remains unclear

August 2016, and an eight-month suspension on {B}, effective from 18 August 2016.Investment consultants are strongly advised to render services strictly within the scope of their responsibility with

management has caused the auditor to be unable to perform any audit to obtain sufficient evidences related to the company?s transactions.  Within June 1, 2012, the company is required to submit to the SEC and

CIS") to non-retail investor in Thailand within first half of 2012. This is under the Implementation Plan for ASEAN Capital Markets Integration in 2015 aiming at facilitating cross-border securities

Bangkok, April 20,2012 - The SEC will allow offer for sale of ASEAN Collective Investment Scheme ("ASEAN CIS") to non-retail investor in Thailand within first half of 2012. This is under the

to clarify assessment criteria within first half this year. ?The assessment will be conducted by CG experts based on publicly disclosed information including notice of shareholders? meeting and annual

which included inflating and controlling share price; making opening and closing prices; and matching orders within the group. These persons also traded MILL shares on a continual basis to induce

inflated the share price and matched the trading orders within the group in concealment to mislead the public into believing that TPC shares were actively traded or TPC share price was changed.  They also