export sector has expanded well from the economic recovery of trade relevant countries. Beside, company and its subsidiaries recorded the profit sharing to non-controlling interest in a subsidiary by Baht
) “ insider information ” means a material fact which would affect the price of a securities and has not been disclosed to the public, and has become known to a securities company during the course of the
material fact which would affect the price of a securities and has not been disclosed to the public, and has become known to a securities company during the course of the company’s business operation; (8
update คร้ังก่อนมีผลใชบ้งัคบั 3) แบบ 69 – CIS material update ยื่นภายใน 10 วนัท าการนับแต่วนัท่ีมีการเปล่ียนแปลงข้อมูลอย่างมี นยัส าคญั โดยมิใหน้บัรวมวนัหยดุท าการในฮ่องกง - ภาษาท่ีใชใ้นการยืน่ขอ้มูล หรือ
management company’s responsibility, or intentionally making false statements in any material aspects or concealing material facts which should be declared in the application for an approval to act as a mutual
in any material aspects or concealing material facts which should be declared in the application for an approval to act as a mutual fund manager; (16) Intentionally neglecting to take action in
keeping system of such assets, and internal control system to prevent the misuse of client’s assets; □ (3.2) System for preventing damages to client’s assets, as well as related information and documents
client’s assets, as well □ 1. □ (1) □ (2) □ 2. □ (1) □ (2) □ 3. □ (1) □ (2) □ (3) □ (3.1) □ (3.2) (Translation) Particulars For the SEC Officer as related information and documents and controlling system for
investments on the basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient