equity, (2) the additional capital to ensure business continuity, and (3) the additional capital to cover potential liability risks due to professional negligence. Actions in case of failure to meet the
addressing potential damage from operational risks. For example, a lower ongoing capital requirement would be permissible specifically for intermediaries that only provide asset management services excluding
incur loss depending on its potential risks. _______________________ Notes: Clause 23(2) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital
) fact sheet of the offering, business overview, financial condition and operating results, (2) risk factors to get an idea of what kind of potential risks that may affect the issuer, (3) related party
notifications has taken suggestion from all parties, including listed companies, potential issuers, and investors, into consideration intended to provide clear and sufficient information for investors without
Human Rights Due Diligence: A Potential Game Changer in Asia” จัดโดย the United Nations Development Programme (UNDP) ในรูปแบบเสวนาผ่านระบบออนไลน์ โดยได้กล่าวถึงบทบาทของ ก.ล.ต. ในการขับเคลื่อนเรื่องธุรกิจ
offerings in the region, strengthening potential of ASEAN capital markets and providing more alternatives to non-retail investor in Thailand. In addition, offer for sale of ASEAN CIS to retail investor will
Implementation Plan for ASEAN Capital Markets Integration in 2015 aiming at facilitating cross-border securities offerings in the region, strengthening potential of ASEAN capital markets and providing more
related to business operation regarding benefits for economic and social development, potential for long-term business continuity or compliance with other laws including environmental impacts beyond legal