e-service Online Submission Others (Securities Business) >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange
(Synopsis) 19/10/2001 20/10/2001 2. Notification of the Office of the Securities and Exchange Commission 1/2561 04/01/2018 01/02/2018 3. Notification of the Office of the Securities and Exchange
e-service Online Submission Business Operation Rules >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission
e-service Online Submission See canceled document Business Operation Rules >> Accept purchasing or selling orders outside head office or branch Type Title Section See Document Status Notified Date