securities depository system of the central securities depository or securities for which the Bank of Thailand is a securities registrar. Clause 5. Any securities shall not be borrowed continuously exceeding

. (Acceptance and Continuance of Client Relationships and Specific Engagements) 5. (Resources) 6. (Engagement Performance) 7. (Information and Communication) 8. (Monitoring and Remediation Process)

. This case is in the process of inquiry by the inquiry official. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 03/08/2022

Office. This case is in the process of inquiry by the inquiry official. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 29/09/2022

approval from the SEC office. This case is in the process of inquiry by the inquiry official. DAB Act S.29 paragraph 1 Criminal Complaint Filed with an Inquiry Official Dated 17/02/2026

Ms. Amornrat Sittitham Ms. Amornrat Sittitham failed to comply with the competent officer's order to testify. This case is in the process of inquiry by the inquiry official. SEC Act S.303

Mr. Jirapat Tangtongjit Mr. Jirapat Tangtongjit failed to comply with the competent officer's order for testify. This case is in the process of inquiry by the inquiry official. SEC Act S.303

Mr. Somsak Turapun Mr. Somsak Turapun failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act S.303 Criminal Complaint

Mr. Kiatchai Kitcharoenwanitkun Mr. Kiatchai Kitcharoenwanitkun failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act

Mr. Narong Puangpong Mr. Narong Puangpong failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act S.303 Criminal Complaint