company accounting period. TTA will examine whether the shareholders? request and shareholding of each requesting shareholders is accurate before proceeding in accordance with relevant laws and
ensure compliance with respective laws and developing capital markets of the two countries. The MoU, signed by SEC Secretary-General Vorapol Socatiyanurak and SECC Director General Ming Bankosal, aims at
Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws
documents and conducted client due diligence in accordance with the law on money laundering suppression and other relevant laws. In cases where shareholders? representatives or proxies are other types of
three laws were promulgated to support continuing development of instruments and transactions, namely the Derivatives Act B.E. 2546 (2003), the Trust for Transactions in Capital Market B.E. 2550 (2007
activities Skill and knowledge-oriented activities useful for performing duties of investor contacts, covering (1) business-related subjects and (2) rules, regulations, code of ethics or relevant laws. 1.3
relevant laws. 1.3 Duration of activities At least 15 hours of participation in relevant activities during the past two calendar years prior to expiration of approval term. Session hours can be accumulated
-related subjects and (2) rules, regulations, code of ethics or relevant laws. 1.3 Duration of activities At least 15 hours of participation in relevant activities during the past two calendar years prior to
) Laws / Regulations ( 3 ) หนังสือชี้ชวนกองทุนรวม ( 3 ) Investor Alert ( 2 ) Form 246-2 : Reports on Acquisition or Disposition of Securities ( 1 ) More >> Sitemap Law and Regulations ( 131 ) Budget ( 20