securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 25/08/2025 referred the case to a state
continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 25/08/2025 referred the case to a state attorney for filing a
No. 22/01/2026 referred the case to a state attorney for filing a lawsuit to a civil court SEC Act (the fifth amendment) Section 244/3 in conjunction with 244/5 in conjunction with Section 83
/2026 referred the case to a state attorney for filing a lawsuit to a civil court SEC Act (the fifth amendment) Section 244/3 in conjunction with 244/5 in conjunction with Section 83 of the Penal
quarter of 2559 or the second quarter of 2559,as the case may be, that had not been generally disclosed to the public. These actions form the basis of two charges against the accused. 09/01/2026 agreed
., investment consultants 1 and listed companies 2 ______________________________ 1 In case https://www.sec.or.th/EN/Pages/AboutUs/SECPeople.aspx English (United States) SECDoc Solicitation or advice on
companies from accepting orders of purchase, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR unless in the case where the rights arise from holding NVDR
information on creditworthiness including procedures, key consideration factors used for risk evaluation of issuers and their action guidelines in case of bond default; (3) To disclose key
Section 83 and Section 86 of the Criminal Code, as the case may be. Therefore, SEC has filed a criminal complaint against the said persons for ECSD to consider further legal action. Concurrently, SEC has