differed from what was discussed with the SEC or existed during a different timeframe from the time when the SEC considered the matter. Such use is considered to be for wrong purposes. Therefore, the SEC
the Market and Organizational Risk Department, the Strategy and International Affairs Department, and the Research and Data Department, effective from 1 January 2024. Having joined the SEC since 1997
Budsaratragoon gave opening remarks and welcomed participating professionals from various sectors, including Fiscal Policy Office, a policy unit of the Ministry of Finance, the Bank for Agriculture and
2021. Ms. Naovarat Chantavanich obtained a bachelor’s degree in political science (public administration) from Thammasat University, a master’s degree in public administration from Chulalongkorn
Bangkok, June 8, 2012 ? The SEC has received enquiries about details and conditions of subordinated debentures no.1/2012 to be issued by PTT Exploration and Production Plc. from investors obtaining
trading orders, effective from January 19, 2013.The SEC found from its routine inspection that {A} had failed to record her investment advice and a client's securities trading orders for 14 days as
report regarding his holding securities and the changes to such holding [From 59-2] within June 17, 2024. Pavin and Child Company Limited, the company in which Mr. Pavin holds more than 30% of shares and
and disclose a report regarding his holding securities and the changes to such holding [From 59] sold GOLF securities from Kasem’s spouse on June 18, 2020 and on August 24, 2021. However, Mr. Kasem
securities and the changes to such holding [From 59] Purchase and sell CPN securities by himself and from Lertvit’s spouse on December 2, 2021 and During September 12, 2022 to March 2, 2023. However
Limited (“ALL”), had changes in her securities holdings in ALL during the period from 28 August 2020 to 27 August 2021, through transactions executed by herself as well as by her former spouse. Accordingly