นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวเปิดงานสัมมนา Cybersecurity Awareness ในหัวข้อ “How to build an effective cyber program (control

regulations for prohibiting digital asset business operators from providing services on privacy coins and the conduct rules for services on privacy coins provided prior to the effective date of the proposed

business license, Sor-1 type, for failure to maintain the required qualifications, effective 24 July 2023.The SEC is responsible for ensuring derivatives business operators’ compliance with the applicable

. The SEC has therefore imposed a two-month suspension on investment consultant Pongsak, effective from 6 January 2020.   ________________________

will be effective in 2021. SEC has made the public hearing document available at  https://www.sec.or.th/hearing.  Related persons and interested parties may express their comments on the website or

be useful for policy making with regard to exchange rates and financial system in an effective and timely manner.The SEC therefore proposes to revise relevant regulations to require securities

As SEC has made an amendment to Section 185 of the Securities and Exchange Act, effective 17 April, the amended Section stipulates that SET-member securities companies are able to trade listed

account in amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of the audit firms and auditors and every agency is

commercial banks’ regulatory capital requirements (Basel III Instrument) with regard to an offer for sale in the same manner. The insurance capital bond regulations will become effective on 8 January 2021

the SEC Office at least 10 working days before the intended effective date of such rule, along with a brief report on comments from the stakeholders (if any). The types of rule that can rely on this