of PVD factsheet and pooled fund data report. The SEC conducted a public hearing to seek stakeholders’ comments and suggestions on this matter during the months of October and November last year
The SEC, with the approval of the Capital Market Supervisory Board during its Meeting No. 11/2566 on 20 November 2023, views that – given the original intent of the introduction of NVDR is to support
the specific conditions as follows: 1) an offer for sale to no more than 10 institutional investors during any period of four months; 2) an offer for sale to no more than 10 ultra-high net worth
, following the criminal complaint filed earlier against 10 other directors and executives of Stark and its subsidiaries*. It appeared that he was a director and executive of Stark and its subsidiaries during
the Sandbox to reduce risks and widespread impacts that may occur during the Sandbox period of no longer than one year as from the approval date. Nevertheless, upon expiration of the Sandbox period, the
During March – April this year, the SEC conducted a public hearing and a focus group on the proposed amendments related to issuance and offer for sale of sustainability-themed bonds that would
during the years 2021–2022. Such information disclosure could mislead investors about the actual trading volumes or prices.The acts of Zipmex described above could constitute an offense related to the
Nakhonsawan Co., Ltd. and EA Solar Lampang Co., Ltd.), and Mr. Pornlert Techarattanopas. In this case, facts and evidence appeared, leading to the consideration that during the years 2013 – 2015, the three
operations, with the requirement that during the first two years, the records must be stored in a format that readily accessible for the SEC’s review or inspection. The consultation paper is available