* 2. Mr. Chatree Sanghiranwattana Purchaser : Ekachai Medical Care Public Company Limited (“EKH”) * not connected to be the related party Page 3 3. General Characteristic of the
, since the suspension as investment consultant is a prohibited characteristic of capital market personnel in Group 2 under Clause 30(4)(a) of the Notification of the Capital Market Supervisory Board No
provide services with loyalty, affecting the reliability of capital market business personnel in a significant manner, which is considered a prohibited characteristic of the capital market business
characteristic under Clause 31(4) of the same Notification.
allowing such transaction; (5) sell securities without having possession, or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept
/reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in possession. In this regard, however, securities companies have to put in place efficient control and
information in possession of SEC and in a form that the computer can read and readily process (machine readable data). Data can be obtained by means of code-writing for direct data query. SEC anticipates that
submitted documents and inquiries to SICCO Advisory, it was found that such letters of intent and the certified documents of 177 EPCO shareholders having accumulated 196,630,780 shares in their possession
listed companies for those people. In addition, amendment to the governing rules will add possession of accounting knowledge and passing of minimum training courses to the qualifications of financial